Consumer Duty III – The Force Awakens
Back for its third year, the event will explore major regulatory shifts which are impacting the products and services offered by investment and pension providers.
We will assess how Consumer Duty has landed. One year after implementation, how have firms done, what has improved for consumers and what are the main struggles?
Consumer Duty is not the only regulatory change of gear. As it puts many incumbents under pressure, is the Advice Guidance Boundary Review the opportunity light at the end of the regulatory tunnel?
Tuesday 10th September, 8:30 - 13:00 at M&G, City of London.
Confirmed speakers include:
Holly Mackay
Founder & CEO, Boring Money
Christopher Woolard CBE
Financial Services Regulation Leader, EY
Devin McCune
Vice President/GM Regulatory and Compliance, Broadridge
Liz Field
Chief Executive, PIMFA
Jonathan Polin
CEO, Atomos
Daniel Harrison
CEO, True Potential
Emma Douglas
Managing Director, Pensions, Aviva
Stuart White
CEO, HSBC Global Asset Management UK
Sulochana Sarma
Propositions Director, Just Group
Michael Lawrence
Principal Consultant, Bovill Newgate
Ben Hampton
CEO, Wealth Wizards
Justin Onuekwusi
CIO, St. James Place
Event details:
This event has been designed to inform asset managers, wealth managers, platforms, banks, pension providers and advice firms about the latest challenges and opportunities presented by Consumer Duty and other key regulatory change.
Location: M&G, 10 Fenchurch Avenue, London, EC3M 5AG
Time: 09:00 am - 13:00 pm BST
Date: Tuesday, 10 September 2024
Agenda:
08:30 – 09:00 | Arrival and coffee
09:00-09:30 | What has happened and what's coming up? | Holly Mackay, CEO, Boring Money
09:30 – 10:00 | How has the industry done? What could be done better? | Chris Woolard CBE, Financial Services Regulation Leader, EY; Devin McCune, Vice President/GM Regulatory and Compliance, Broadridge; Liz Field, Chief Executive, PIMFA
10:00 - 10:30 | How Consumer Duty has changed our business | Jonathan Polin, CEO, Atomos; Daniel Harrison, CEO, True Potential; Stuart White, CEO, HSBC Global Asset Management UK
10:30 - 11:00 | Coffee and networking
11:00 - 11:35 | What might we anticipate moving forward? | Panel discussion with Robbie Constance, Head of Wealth Management Regulatory, DWF; Sara Cody, Counsel, Linklaters; Michael Lawrence, Principal Consultant, Bovill Newgate
11:35 - 12:00 | How are the industry changes shifting how we manage money? | Fireside chat with Justin Onuekwusi, CIO, St. James Place
12:00 - 12:35 | Opportunities from the Advice Guidance Boundary Review | Ben Hampton, CEO, Wealth Wizards; Sulochana Sarma, Propositions Director, Just Group; Emma Douglas, Managing Director, Pensions, Aviva
12:35 - 12:50 | Closing comments